Terms of Business
Contents
1. General Items
2. Client Identification, Anti money laundering, Your Responsibilities, Our Responsibilities
3. Confidentiality
4. Data Protection
5. Fees and Payment Terms
6. Commission and Other Benefits
7. Engagement, Termination, Disengagement and Retention of Papers
8. Advice and Third Party Rights
9. Intellectual Property Rights
10. Limitation and Exclusions of Liability
11. Insurance
12. Conflicts of interest
13. Professional Rules, Statutory Obligations and Regulatory Bodies and Requirements
14. Use of Technology
15. Complaints
16. Notices and Electronic communications
17. Our staff
18. Investment Business
19. Service specific terms
20. Definitions